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PPM Distribution, Is it
Better than ISO Code for Interpreting Particle Count
Data?
by Ray Garvey[i]
Emerson Process Management
Email:
ray.garvey@compsys.com
Originally published in
Lubrication & Fluid Power
Magazine
ABSTRACT:
A brilliant new method
called “PPM distribution” calculates precisely how much
particulate debris is in the lubrication system. The
systems debris values are calculated by multiplying the
parts per million of debris by the lubricant volume to
determine milliliters (ml or cc) of particulate debris
in three adjacent size ranges: 4- to 6-microns, 6- to
14-microns, and >14-microns. Peaks in the distribution
plot indicate the nominal size for each different source
of contamination or wear. The proportional area under
each peak reveals how much contamination or how much
wear debris is in the lubrication system. This
quantitative new method presents particle count
information in an intuitive format. The result is easy
interpretation of system contamination and realistic
insight about the size of wearing defects. Examples are
given showing how the PPM distribution can provide
insights that might be missed by using the ISO 11171
code values for contamination control and wear
indications.
ARTICLE DETAILS:
Wouldn’t you really like to
know how much debris is in your lubrication systems and
how much of it is larger and smaller than the filter
cutoff size? Wouldn’t you like to know the size of the
damage you expect to find on bearings and gears simply
as a result of non-intrusive oil analysis? Both of
these volume and size measurements can now be done using
the data from a good laser particle counter.
The new patent pending method is called, “PPM
distribution.”
The article, “Is Your
Particle Counter Giving you Particle Count and Size
Distribution,” gave an example of how PPM distribution
can be used to reveal two different problems that are
taking place at one time. In that case dust
contamination came into a roots blower and caused
abrasive wear. The distribution showed a peak at 24
microns corresponding to the dust contamination and a
second peak at 40 microns corresponding to the metallic
wear debris.
This article provides
additional examples and explanations of how the PPM
distribution works and how it adds real value to
traditional ISO code representation of particle count
information.
Figure 1 below shows four
examples that have all been normalized so that each has
exactly one PPM of total particulate debris. It is
interesting how the four examples have significantly
different ISO codes although all four have exactly the
same volume of debris. This is easy to comprehend
considering the fact that ISO codes represent the
cumulative numbers of particles greater than 4-, 6-, and
14-microns, without allowing for how much greater in
size the particles actually are.
Just to report that
particles are larger than 6-microns is not sufficient.
It makes a BIG difference depending on much greater than
6-six microns the particle s actually are. For example
in the 6- to 14-micron category, a single 13-micron
particle is ten times more massive than a 6-micron
particle.
You will see on Figure 1
that the target cleanliness level of 18/16/13 is
achieved in example “A” and close to being achieved in
example “B” while the other two examples (“B” and “C”)
appear to be worse.
Figure 2, on the other hand
shows that samples “A” and “D” are actually the ones
with problems evidenced by the peaks in the > 14-micron
size ranges. Sample “A” has 700 particles greater than
4-microns with 15 of these particles in the vicinity of
40 micron size. You can see that these larger particles
occupy approximately 90% of the volume of debris in the
system! Example “D” has a similar circumstance with
double peaks in the larger size ranges.
Figure 1. Four examples with particle count reported in
ISO format, each with precisely 1-PPM

Figure 2. Same four
examples with PPM distribution graphs.

What is PPM by weight?
Normally when someone says,
“PPM”, they mean parts per million by weight. PPM w/w
means that the weight of one part divided by weight of
whole (x10^6).
Chemists use w/w because it
works well with single-phase solutions. However, nobody
really knows the density of particles – specific gravity
varies from 1 to 5 depends on material & morphology;
while oil specific gravity is about 0.9. Spectrometers
report PPM w/w.
Spectrometers are calibrated
with single-phase solutions, not with particulate
mixtures. The reasons for this are obvious. A
spectrometer only measures the ultra-fine particulate
debris. Most everything bigger than 5 microns is missed
altogether. These are serious limitations regarding Fe,
Cu, Pb, Sn, and Si. With all of these we care most
about particles > 5 microns.
What is PPM by volume?
PPM v/v means that the
volume of one part (e.g. particles) Is divided by volume
of whole (e.g. oil) (x10^6). This is meaningful for
mixtures of solids with solids or solids with liquids.
You don’t need to know the density of the constituents.
Optical particle counters
directly measure the shadow area of individual
particles. The “size” reported is the diameter of a
circle with same area. It is reasonable to use this
“size” to estimate the volume of the particles in ranges
measured by the particle counter.
To get PPM v/v, determine
the volume of debris (micro-liter) in a liter of oil.
You can use PPM v/v for wear and contamination analysis.
For wear analysis, if you
know how much metal is in the lube system, you know how
much material has been removed from the machine.
For contamination analysis,
if you know how much particulate is in the oil, you know
how much filtration will be needed to remove it.
PPM Distribution is more
than just ISO Code
This measurement provides
valuable new information. The ISO cleanliness code is a
convenient way to report the number of particles per
milliliter in these size ranges:
> 4 microns
> 6 microns
>14 microns
The PPM distribution
includes additional insights because it provides the
total amount of wear and contamination 2 ways. First it
reports PPM v/v, and second it determines the system
debris in ml. Peaks and inflections in the PPM
distribution plot correspond to specific sources of
contamination and wear.
What is “System Debris”?
The “system debris” is the
total amount of particulate debris in the lubrication
system. Multiply “PPM v/v” by lubrication system volume
(liters x 1000) to get system debris (milliliters). You
can easily visualize how much debris or wear metal this
represents using small syringe (or maybe a big one!).
Use this information to calculate the dirt holding
capacity for filters to estimate how much it costs to
remove “system debris.” Keep in mind that filter
companies report filter capacity in grams assuming a
value for specific gravity of dust.
How to test wet/dirty oils?
Yes, you can test wet oils.
Immiscible water droplets in oil will produce counts
which are falsely interpreted as solid particles. This
is done using methods for water masking (US Patent
6,064,480). In this case the cloudiness disappears –
oil and water emulsion becomes transparent. This works
with extremely high water contamination, and with
water-glycols. Yes, you can test very dirty oils to get
size PPM distribution.
Also, you will occasionally
want to test extremely high particle concentrations.
Recall that above 20,000 particles/ ml the particle
counter may be saturated. Dilution with clean solvent
allows testing of all industrial lubricants, even
1,000,000 particles/ml. Software accounts for dilution
ratio and counts contributed by dilution.
How to keep from loosing big
particles?
It is very important that
the larger particles not be allowed to be lost. Proper
mixing entrains air in the sample. Degassing takes
valuable time while larger particles fall to bottom. It
is a good idea to degas upside down, then dispense the
sample from top-to-bottom through laser sensor as shown
in Figure 3.
Figure 3. US Patent
6,418,799 method for degassing samples for laser
particle counting.

Key points about PPM
Distribution
It is important to measure
PPM distribution on all types of machinery. This
includes very low to very high viscosity grades (e.g.,
VG 32 to VG 680). It also includes very clean to very
dirty samples (ISO 10 to ISO 26. You will want to trend
and alarm on PPM measured in all three ranges. And you
want be sure to sample from the active zone where the
oil is hot and circulating.
Be sure to mask water when
needed and validate the results using Wear Debris
Analysis. WDA is able to find root cause and severity.
It is perfect for determining what the root causes are
that produced the peaks in the PPM distribution plot.
See Figure 4.
Figure
4. Wear debris analysis

A single sample will often
have more than one contaminant. In this case you
characterize each group of particles in the distribution
using the WDA template.
Finally, you will want to
take advantage of the Systems Debris computation. Once
you know the total systems debris and you have
identified which particle group is associated with each
peak in the distribution using WDA, then you can
proportion the total systems debris into categories
corresponding to the area under each peak. For instance
in Example “D” shown in Figure 2 you can estimate that
40% of the debris volume is associated whit the
13-micron nominal size distribution while the remaining
60% is associated with the 26-micron nominal size
distribution.
CONCLUSION
The new PPM distribution
method adds valuable new insight to industrial oil
analysis. By quantifying the total systems debris,
combining this with wear debris analysis to identify
which source is responsible for each characteristic peak
in the distribution, the user can determine how much
filtration is needed or how much wear has taken place
recently. Keep in mind that this measure is only the
freshly generated debris that is actively circulating in
the oil. As such the PPM distribution method provides
critical insight needed to screen for contamination and
wear problems.
REFERENCES:
R. E.
Garvey, “Is Your Particle Counter Giving You PPM and
Size Distribution?” Practicing Oil Analysis Magazine
[i]
Ray Garvey is the Tribology Solutions
Manager for Emerson Process Management CSI. His
certifications include PE, CLS, and OMA1. He is an
inventor named on eight patents, six of which
pertain to industrial oil analysis. Ray can be
reached by email at this address:
mailto:ray.garvey@compsys.com.
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